Legal Disclaimer


New York Global Group or NYGG refers to one or more of New York Global Group, a U.S. company, and NYGG Asia / China and its subsidiaries and affiliates in Asia, which are Asia - based private companies. Each entity is legally separate and independently owned.


About Us:


In the United States, New York Global Group is led by our Chairman James N. Baxter and our Executive Committee, supported by our president Benjamin Wey. New York Global Group has a single focus: acting as a U.S. liaison to primarily China-based clients. We assist them in several key areas - introduction of strategic relationships, including introduction of relations with duly licensed U.S. investment banking firms and general communications from China to the U.S. Our U.S. arm is not and does not act as a broker-dealer or investment advisor. We do not sell securities. We do not accept finders' fees and neither do we share in the compensation of investment bankers. We do not provide investment banking or auditing services or legal advice. We do not participate in the transaction fees earned by NYGG (Asia), Ltd. When our clients need such services or advice, they select and retain U.S. or Chinese specialists, which answer directly to the clients and are compensated directly by the clients.


In China, NYGG (Asia), Ltd. ("NYGG China") or its affiliates are licensed under Chinese law to arrange financings in Asia and to earn compensation for doing so. NYGG China has no employees or presence in the U.S. and conducts no business in the U.S. NYGG China has bilingual financial analysts in China identifying potential outstanding companies, carrying out extensive due diligence, assisting them with accounting and other disclosure standards. NYGG China conducts business extensively in Asia. NYGG China and its employees sometimes make investments in certain client companies. NYGG China has access to over $500 million in investment capital. When NYGG China arranges a financing for a client that is a U.S. public corporation, it does so under an exemption from registration under the U.S. Securities Act.


Learn more


"New York Global Group" and "NYGG" are brands under which all of our dedicated professionals in independent firms in New York and Beijing collaborate to provide due diligence and disclosure, capital-raising and U.S. liaison services to selected clients. Each firm provides services in a particular geographic area and is subject to the laws and professional regulations of the particular country or countries in which it operates. New York Global Group and NYGG China are separate and distinct legal entities, which cannot obligate each other. Each of these companies is separately capitalized, has its own management team, and provides a distinct array of services.


For additional information, please contact our General Counsel in the United States: James N. Baxter, Esq. Tel: 212-566-0499